High Easter Compliance & Risk Job Listings

EMEA Risk Advisory - Senior Associate63500135512579120

Workable

EMEA Risk Advisory - Senior Associate

This role will sit in the European Risk Advisory team at Validus, and will be responsible for: Managing projects and preparing presentations to deliver financial risk management consulting services to our client base of primarily investment fund managers and institutional investors Present key findings to clients Manage, monitor and develop individuals/team Provide support to junior staff members Oversight and management of rigorous analytical testing of solutions Analysing client information and preparing periodic performance reports. Managing and developing relationships with a small number of high value clients receiving the Validus retainer service including: Strategic consultancy services Innovative project work Pro-active client service Presentation of technology platform Working with different teams (e.g. Quantitative, Global Capital Markets) to deliver top-quality service to clients Proactively identify challenges and opportunities, propose innovative solutions, and recommend process improvements to enhance client outcomes and internal efficiencies Assist in sales processes to convert prospects to clients and cross sells/ upsells to existing clients Keep up to date with academic, technical and industry developments Adhere to Financial Conduct Authority Rules and Regulations 1Adhere to all internal policies and procedures Requirements Comprehensive professional experience, preferably within management consultancy, investment banking or Private Capital. Relevant undergraduate degree Post graduate qualification e.g., MBA, CFA, master’s in finance, FRM, AMCT/MCT, CIMA, CAIA, ACCA etc. SKILLS Excellent written and verbal presentation skills with an extremely high attention to detail and client-centric approach Understanding of risk management in financial markets Advanced proficiency in Microsoft Excel and PowerPoint, exposure to Bloomberg Time management/ability to perform under pressure with tight deadlines. Strong numerical and analytical skills. Benefits Compensation and Benefits: Eligible for company bonus scheme Enhanced Health Insurance with Dental, Optical and Mental health benefits Financial support towards qualifications Pension About the Company: Validus Risk Management is an independent technology-enabled advisory firm specialising in the management of FX, interest rate and other market risks. We work with institutional investors, fund managers, and portfolio companies to design and implement strategies to measure, manage and monitor financial market risk, using a market-tested combination of specialist consulting services, trade execution and innovative risk technology. Working at Validus can offer an exciting opportunity for both personal development and professional growth. Share in our mission to become the largest and most respected specialist provider of financial market risk services in the world. Notable benefits include a competitive remuneration package (salary + bonus), health care, retirement plans, and financial support towards professional qualifications. Our core company values are; Accountability – Getting it done and owning the result. Teamwork – We succeed by helping others succeed. Integrity – We serve our clients; the responsibility is sacrosanct. Diversity – Diversity boosts creativity – creativity is our edge. Kaizen – Strive to do things better. Innovation kills complacency. Validus is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. #LI-KN1

London, UK

Negotiable Salary

Risk Consultant, Control Risks ONE63393314302979121

Workable

Risk Consultant, Control Risks ONE

Are you a quick-thinking problem solver who thrives under pressure? Join Control Risks ONE as a Risk Consultant! This is a unique role with a 4 Days On, 4 Days Off Schedule! The rotation includes both day and night shifts. Embrace the challenge of a dynamic role where you'll provide critical security support and risk monitoring for global clients. Interact directly with clients, offering expert advice and swiftly responding to crises with precision and calmness. Enjoy a work schedule that allows for both professional growth and personal time. Learn more about Control Risks ONE here! Requirements How you’ll make the Difference: Client Support: Be the key liaison for security incidents and enquiries, offering expert advice and swift response; serve as the primary point of contact for assigned accounts Security Solutions: Deliver top-tier assessments for multinational clients in complex regions. Intelligence & Security Risk Reporting: Collect, evaluate, and disseminate open-source and proprietary information; prepare threat intelligence reports and risk assessments. Crisis Management: Maintain situational awareness of crises in order to support crisis management teams and evacuation operations. What you’ll need to succeed: Foreign language fluency (Spanish preferred), to make an impact on a global scale 3 or more years’ experience working in GSOCs, military, NGO, or corporate security operations Demonstrated experience in security risk assessments, physical security, or security planning Broad knowledge of global geopolitical affairs Excellent analysis and problem-solving skills Benefits Control Risks offers a competitively positioned compensation and benefits package that is transparent and summarized in the full job offer. We operate a discretionary global bonus scheme that incentivizes, and rewards individuals based on company and individual performance. Control Risks is committed to a diverse environment and is proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age or veteran status. If you require any reasonable adjustments to be made in order to participate fully in the interview process, please let us know and we will be happy to accommodate your needs.

London, UK

Negotiable Salary

AML & Compliance Specialist63500132267137122

Workable

AML & Compliance Specialist

Are you ready to play a key role in ensuring regulatory compliance? The Ballinger Group in London is seeking a talented and motivated AML & Compliance Specialist to join our team. As a vital member within the Ballinger Group, you will be at the forefront of ensuring our firm remains fully compliant with client onboarding regulatory requirements and the compliance lifecycle. About Ballinger Group: At Ballinger Group we specialise in providing Foreign Exchange Risk Management and Trading Services to Financial Institutions and corporate clients worldwide. Our expertise and insights enable us to navigate the global currency markets with confidence. As a well-capitalized firm with significant purchasing power, we offer flexible and straightforward FX solutions, giving our clients a crucial competitive advantage. Our commitment to delivering a superlative level of service is backed by the professional expertise of our team, state-of-the-art technology, and a lean and competitive approach. Why Join Us? At Ballinger, we pride ourselves on maintaining a best-in-class experience for our customers. We value positive and respectful interactions with stakeholders and colleagues, while upholding trust, integrity, and regulatory compliance at every step. As a member of our team, you will have the opportunity to grow both professionally and personally, leading the way as we achieve new levels of success together. We believe in staying up to date with industry best practices and encourage knowledge-sharing to foster a culture of continuous improvement, we also invest in our staff members and sponsor additional education. Requirements As an AML & Compliance Onboarding specialist, your responsibilities will encompass: Gathering and analysing customer information to complete the KYC (Know Your Customer) process. Verifying the identity of clients using prescribed documentation and processes. Collecting necessary documents from new clients and ensuring all data is accurate. Approving or rejecting applications based on the company's compliance policies. Keeping up to date with regulatory changes and requirements related to KYC procedures. Communicating with clients to obtain missing documentation or data. Updating and maintaining client records in the company’s database. Conducting risk assessments on new clients. Assisting with internal audits and regulatory inquiries. Providing regular reports to management about the onboarding process. Collaborating with other departments like sales and customer service to ensure efficient onboarding. Coordinate and assist in the update of policies and procedures in accordance with the relevant laws and regulations. Enhanced Due Diligence (EDD) Conducting in-depth reviews of high-risk customers and transactions. Gathering additional customer information to establish their source of wealth and funds. Analysing customers' transaction patterns and behaviour for any suspicious activities. Liaising with customers to obtain necessary EDD information and documentation. Preparing and presenting detailed EDD reports to senior management. Collaborating with compliance and legal teams to ensure EDD procedures are up to date with regulatory changes. Conducting ongoing monitoring of high-risk customers and reporting any changes in risk levels. Escalating potentially suspicious activities to the appropriate internal teams for further investigation. Utilizing financial intelligence and customer data to inform EDD processes. Ensuring the confidentiality and security of customer information gathered during the EDD process. Transaction Monitoring (TM) Monitor the departmental queues for alerts on a regular basis throughout the working day ensuring management are aware of outstanding alerts at end of day Be familiar with the departmental systems/processes and their implementation Review transaction monitoring alerts in line with prescribed procedures: Investigate the individual alerts to determine if there is a potential suspicious transaction involved Follow the recommended standard investigation steps In addition, assess if there is anything else unusual about a transaction, particularly based on experience of previous transactions Assess the transaction in the context of previous transactions and the client’s business/purpose of the account – if necessary review the client file Assess the relevance of the geographies of the remitter and beneficiaries of the transaction Where there are grounds for suspicion or a requirement for guidance in relation to an alert, escalate in line with the procedures Create and maintain accurate and concise records of all investigations undertaken including details on the rationale for any decisions made Seek to build an understanding of the profile of customers highlighted through the transaction monitoring alert process Assist with the preparation of departmental Management information reports Provide input to the maintenance of the departmental procedures Provide advice and support to the business units on the identification of areas of risk as a result of transaction monitoring trends Any other associated duties required from time to time to meet the departmental responsibilities and goals Skills and Capabilities: To excel in this role, you should have: Fluent in English. Experience working in AML/Compliance roles in the financial services industry, preferably within the investment services sector. Analytical mindset with exceptional problem-solving skills and keen attention to detail. Strong multitasking and prioritization capabilities. A constant willingness to improve and learn, staying proactive in staying up-to-date with industry trends. Knowledge of complex corporate structures and funds would be considered an asset. Familiarity with financial regulations affecting financial services firms and Malta Financial Services Authority rules would also be an advantage. Benefits We offer a competitive salary package, which includes comprehensive benefits such as: Health insurance coverage for you and your dependents Death in Service Cover Performance-related bonuses and incentives Professional development opportunities to support your growth A collaborative and inclusive work environment that values your contributions If you are passionate about AML/Regulatory Compliance and making a positive impact in the financial services industry, we invite you to join us at Ballinger Group as our AML & Compliance Specialist. Together, we will continue to drive growth and success while delivering outstanding results for our clients worldwide.

London, UK

Negotiable Salary

Workable

Head of Risk

Kriya's suite of financial tools keeps business flowing brilliantly by providing frictionless access to payments, credit and working capital through seamless integrations and instant credit decisions. Founded in 2011, Kriya has helped businesses collect over £28 billion in B2B payments, and advanced over £3.7 billion worth of credit through working capital and business loans. Kriya has a wide-reaching network of strategic partners including Barclays Bank, Stripe, Halfords and the British Business Bank, and is backed by prestigious equity investors including Northzone, Barclays Bank and Mouro Capital (owned by Santander Bank). About the role We’re looking for an exceptional Head of Risk to join our leadership team and take end-to-end ownership of risk strategy and execution across the business. This is a high-impact, high-visibility role reporting directly to the CEO. As Head of Risk, you’ll lead the development and execution of Kriya’s enterprise-wide risk framework and collaborate with Commercial, Product, Data, Finance and Legal teams. You’ll oversee the full credit lifecycle—from analytics, underwriting and structuring, through monitoring, compliance and collections—while guiding a high-performing risk team. Also, you will lead the use of AI and Advanced Risk analytics across the risk function. This is a rare opportunity to shape the future of embedded finance and digital lending at a company with massive reach and momentum. What You’ll Do Develop and lead Kriya’s risk strategy across all business lines, products, and geographies. Serve as a key advisor to the CEO and Board on risk appetite, governance, and portfolio. Lead, grow, and mentor a high-performing Risk team (8 people on day one). Guide collections strategy and recovery workflows, ensuring efficiency and customer-centricity. Requirements 7-10 years in debt capital markets, structured finance or corporate banking with a track record of leading complex credit transactions. STEM degree with strong analytical and decisioning skills Based in London or open to relocation to London Experience overseeing complex underwriting and deal structuring Demonstrated leadership across multiple dimensions of risk Proven ability to build and manage diversified portfolios and optimise risk-adjusted returns. Advanced analytical skills: financial modeling, large-data interrogation and critical credit assessment. Good communication and conflict resolution skills. Interest/Experience in leveraging AI tools.

London, UK

Negotiable Salary

Workable

Risk Analyst

Dentons is seeking Risk Analyst for our growing new business intake team across the Europe region. We look for reliable, organized candidates with strong analytical skills and attention to detail, who enjoy engaging in teamwork, working in a dynamic international environment, and getting exposure to major business transactions. Our Risk Analysts play a crucial role in conflicts of interest as well as compliance checks, management of risk, and overall support the firm in applying the standards of risk-based culture. The role is based in London, however, remote working from anywhere in the United Kingdom is available most of the time. Key responsibilities: Running conflicts checks varying levels of complexity and across a range of sectors, practices, and geographies, including preliminary identification of sanctions issues Liaising with partners, business support teams and Risk teams firmwide to facilitate the prompt resolution of commercial and legal conflict issues identified from conflict searches Conducting anti-money laundering refresh of due diligence for existing clients Reaching out to other Dentons regions to obtain conflict clearances across Dentons worldwide Handling complexity protection of confidential information issues, managing information barriers and document security processes Reviewing engagement letters, outside counsel terms and other engagement terms/contracts Supporting the team and risk management on various tasks and projects, such as client terms review, technology upgrades, team training, policy drafting etc. Requirements Experience, skills & knowledge: Bachelor’s degree, legal education is preferred Prior experience analyzing and resolving conflicts of interest and managing confidential information issues acquired in an international law firm is required Experience working with Intapp Open system is advantageous Excellent analytical skills, with ability to quickly identify and meticulously analyse complex issues and provide practical solutions Effective communication skills, dealing confidently, competently, and diplomatically with internal clients worldwide, persuasively communicating the Risk position in writing as well as by telephone and providing clear and unambiguous instructions Ability to comprehend the commercial concerns arising from the underlying advice provided by a global law firm Methodical and organised approach to work and strong prioritisation skills, with ability to work efficiently under pressure, prioritise and deliver work to a consistently high standard and to deadlines Ability to make decisions and remain calm while under pressure, particularly when dealing with challenging situations Strong commitment to excellent internal client/customer facing service, being professional in outlook and attitude and serve as an ambassador for Risk Europe Ability to work as part of an international multicultural environment

London, UK

Negotiable Salary